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Nikolai Cremo

UBS Securities LLC

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About Nikolai Cremo

Nikolai Cremo is a securities professional with extensive experience in the financial industry. Currently, Nikolai is registered with UBS Securities LLC and is actively engaged in providing investment advice and services to clients. Prior to joining UBS Securities LLC, Nikolai was affiliated with Credit Suisse Securities (USA) LLC and Evercore Group L.L.C. Nikolai has a strong educational background in the financial services industry.

Firm Information

Nikolai Cremo is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nikolai Cremo’s Registration & Firm History

CA

09/26/2023 - Present

UBS Securities LLC (SAN FRANCISCO CA)

CA

05/02/2019 - 09/27/2023

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

NY

10/03/2016 - 03/26/2019

EVERCORE GROUP L.L.C. (New York NY)

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Licenses & Designations

BC

Issued 12/28/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2017

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/17/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/03/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nikolai Cremo.
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