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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niklaus? Claim Your ProfileNiklaus W. Pleisch is a financial advisor with over 10 years of experience in the financial services industry. Niklaus is registered with Kingswood Wealth Advisors, LLC and has a broad range of experience in financial planning, portfolio management, and pension consulting. Niklaus is committed to providing personalized financial advice to help clients reach their financial goals. Niklaus has previously worked with Transamerica Financial Advisors, INC. and World Group Securities, INC. Niklaus is licensed to provide financial advice in 33 states across the US, including Alabama, Alaska, California, Colorado, Connecticut, Georgia, Hawaii, Illinois, Iowa, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Tennessee, Texas, Utah, Vermont, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
09/01/2022 - Present
Kingswood Wealth Advisors, LLC (Alexandria VA)
OH
01/06/2012 - 08/31/2022
TRANSAMERICA FINANCIAL ADVISORS, INC (CENTERVILLE OH)
OH
11/08/2011 - 01/06/2012
WORLD GROUP SECURITIES, INC. (DAYTON OH)
IA
Issued 02/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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