Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikko? Claim Your ProfileNikko Banda is a financial professional with a proven track record in the industry. Nikko is currently registered with Empower Financial Services, Inc. in Greenwood Village, Colorado. Prior to joining Empower Financial Services, Inc., Nikko worked with MWA FINANCIAL SERVICES INC. in Caldwell, Idaho. Nikko is licensed to provide financial advice in 45 states and is a Series 7, Series 63, and Series 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/16/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
ID
09/20/2022 - 06/05/2023
MWA FINANCIAL SERVICES INC. (CALDWELL ID)
BC
Issued 10/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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