Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikki? Claim Your ProfileNikki Rae Seeger is a registered representative with LPL Financial LLC. Nikki has been in the financial services industry since 2001 and has experience with several firms including FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Charles Schwab & Co., Inc., Northwestern Mutual Investment Services, LLC, and MyStockFund Securities, Inc. Nikki is licensed to provide investment advice in Arizona and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/11/2019 - Present
LPL Financial LLC (SCOTTSDALE AZ)
GA
04/03/2013 - 05/16/2019
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/03/2013 - 05/16/2019
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
04/03/2013 - 05/16/2019
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
04/03/2013 - 05/16/2019
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
05/06/2011 - 04/17/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
11/18/2010 - 04/05/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHOENIX AZ)
FL
06/01/2010 - 09/14/2010
MYSTOCKFUND SECURITIES, INC. (JUNO BEACH FL)
WI
10/09/2000 - 04/30/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 06/29/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/11/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/02/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nikki Seeger is the right advisor for you? Invested Better is here to help.
