Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikki? Claim Your ProfileNikki Stevens is a registered representative with Morgan Stanley. Nikki has been in the financial services industry since 1997. Nikki is licensed to provide investment advisory services in 49 states and the District of Columbia. Nikki has passed the Series 7, Series 63, Series 66, and SIE exams. Nikki has worked at Morgan Stanley, Wells Fargo Advisors LLC, and Wells Fargo Clearing Services, LLC in various roles. Nikki is a specialist in investment advisory services, and has experience with all types of clients, including individuals, high net worth individuals, corporations, trusts, estates, charitable organizations, and retirement plans. Nikki has also worked with clients who are part of investment clubs. Nikki is a financial advisor and may receive compensation from commissions, fees, or a percentage of assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/21/2021 - Present
Morgan Stanley (New York NY)
NJ
03/19/2014 - 03/05/2021
WELLS FARGO CLEARING SERVICES, LLC (RED BANK NJ)
NJ
12/10/2010 - 03/20/2014
MORGAN STANLEY (SHREWSBURY NJ)
NJ
12/03/2009 - 02/24/2010
MORGAN STANLEY SMITH BARNEY (RED BANK NJ)
NY
07/28/2009 - 12/04/2009
HFP CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/29/2005 - 01/18/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/10/1997 - 03/28/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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