Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikki? Claim Your ProfileNikki Moore is a financial advisor at LPL Financial LLC. Nikki has been in the financial industry since 2008 and is registered in 31 states as a broker and investment advisor. Nikki has a Series 6, 7, 63 and 65 licenses. In addition to working with individual clients, Nikki also works with businesses, charitable organizations, and pension and profit-sharing plans. Nikki's areas of expertise include financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
05/18/2022 - Present
LPL Financial LLC (EVANSVILLE IN)
IN
06/12/2013 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (EVANSVILLE IN)
KY
10/01/2012 - 04/01/2013
J.P. MORGAN SECURITIES LLC (OWENSBORO KY)
KY
02/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OWENSBORO KY)
OH
07/11/2005 - 04/24/2007
WACHOVIA SECURITIES, LLC (CINCINNATI OH)
NY
04/30/2003 - 06/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 08/13/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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