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Nikki McCauley

State Farm Investment Management Corp.

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About Nikki McCauley

Nikki McCauley is a financial advisor with State Farm Investment Management Corp. Nikki has been in the financial services industry since 2005. Nikki holds the Series 6, 7, and 66 securities licenses as well as the SIE exam. Nikki is registered to offer investment advice in Georgia and Florida. Nikki also has a background in insurance and is the owner of Nikki McCauley's Insurance Agency. Nikki specializes in portfolio management for individuals and investment companies.

Firm Information

Nikki McCauley is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nikki McCauley’s Registration & Firm History

GA

12/07/2018 - Present

State Farm Investment Management Corp. (Roswell GA)

GA

01/05/2018 - 03/23/2018

FIFTH THIRD SECURITIES, INC. (ATLANTA GA)

GA

10/14/2014 - 04/25/2017

J.P. MORGAN SECURITIES LLC (JOHNS CREEK GA)

GA

10/01/2012 - 01/09/2014

J.P. MORGAN SECURITIES LLC (SUWANEE GA)

GA

07/15/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (SUWANEE GA)

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Licenses & Designations

BOTH

Issued 11/26/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/14/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nikki McCauley. Review regulatory record here.
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