Unclaimed
Nikki Lyn Hamblin is a financial advisor associated with Manning & Napier Investor Services, Inc., a firm with an active Broker-Dealer (BD) scope. Nikki has been in the industry since 2006 and holds the Series 7, Series 63, and SIE exams. Nikki is registered in New York and has previously been registered with LPL Financial LLC and Peregrine Capital Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/15/2019 - Present
Manning & Napier Investor Services, Inc. (FAIRPORT NY)
CA
09/08/2017 - 09/23/2019
LPL FINANCIAL LLC (SAN JUAN CAPISTRANO CA)
NY
02/04/2008 - 08/21/2017
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
NY
01/20/2006 - 01/15/2008
PEREGRINE CAPITAL SECURITIES, INC. (PITTSFORD NY)
BC
Issued 02/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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