Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikki? Claim Your ProfileNikki Dee Mattera is a financial professional with over two decades of experience in the industry. Currently, Nikki is registered with DFA Securities LLC as a broker. Nikki's career includes past roles at firms like LPL Financial LLC, UVEST Financial Services Group, Inc. and HarrisDirect LLC. Nikki holds a Series 7, 24 and 63 license, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/21/2017 - Present
DFA Securities LLC (CHARLOTTE NC)
SC
02/25/2008 - 02/06/2017
LPL FINANCIAL LLC (FORT MILL SC)
NC
07/26/2005 - 05/17/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
09/08/1999 - 08/01/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
SC
04/21/1998 - 07/30/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 05/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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