Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikki? Claim Your ProfileNikki Baker is a financial advisor with Wells Fargo Clearing Services, LLC. Nikki has been in the financial industry since 2010. Nikki has a Series 7, Series 63, Series 65, Series 9, and Series 10 license. Nikki has been with Wells Fargo Clearing Services, LLC since 2015. Nikki specializes in portfolio management for individuals, businesses and other investment advisors. Nikki has a wide range of experience and knowledge in the financial industry. Nikki is committed to providing clients with personalized financial advice and strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/12/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
11/10/2015 - 08/06/2020
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
08/17/2010 - 06/06/2011
SCOTTRADE, INC. (ST. LOUIS MO)
IA
Issued 04/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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