Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikki? Claim Your ProfileNikki Anne Marshall is a financial advisor at Neuberger Berman BD LLC. Nikki has been in the industry since 1995 and has extensive experience in the field. Nikki is registered with the state of New York and other states. In addition to her work at Neuberger Berman, Nikki is also a registered Investment Advisor Representative. Nikki's specializations include investment management, which is a testament to her expertise in the financial sector.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
11/19/1997 - 01/13/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IL
09/18/1996 - 11/04/1997
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
05/19/1995 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
IA
Issued 01/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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