Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikita? Claim Your ProfileNikita Malliarakis has been an active investment professional since April 23, 1975, and currently is registered with Morgan Stanley. Nikita is also registered in 41 states as a Broker and 3 states as an Investment Advisor. Nikita began working at Morgan Stanley in October 2021, and previously worked at UBS Financial Services Inc. Nikita has extensive experience in the financial services industry, including previous roles at Bache Halsey Stuart Shields Incorporated, Bache Halsey Stuart Inc., and Bache & Co. Incorporated. Nikita holds Series 63, 65, 7, 5, 15, and SIE licenses, reflecting a broad range of experience and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
02/11/2022 - Present
Morgan Stanley (Washington DC)
DC
03/19/1979 - 11/05/2021
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
NA
09/16/1977 - 05/23/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
04/24/1975 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 08/19/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 10/20/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/19/1975
Series 7 - General Securities Representative Examination
Active
Inactive
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