Unclaimed
Niki Renee Gray is an active financial advisor currently registered with Allstate Financial Advisors, LLC. Niki has been in the financial industry since 2002 and holds the Series 66, Series 7, and SIE licenses. Niki also has the designation of Certified Financial Planner. Niki is licensed to provide financial services in Arizona, California, Florida, Maryland, Pennsylvania, Virginia and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
MD
11/02/2023 - Present
Allstate Financial Advisors, LLC (Pasadena MD)
MD
04/17/2017 - 11/16/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (CHESTERTOWN MD)
DE
06/26/2002 - 04/12/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DOVER DE)
NY
05/08/2002 - 06/07/2002
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 10/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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