Unclaimed
Niki McNeill is a financial professional with over 14 years of experience in the industry. Niki is currently registered with Stonex Financial Inc. and has a Series 7, Series 55, SIE and Series 57TO licenses. Niki has previously worked at CITADEL SECURITIES LLC and E*TRADE CAPITAL MARKETS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/06/2023 - Present
Stonex Financial Inc. (Chicago IL)
IL
07/25/2012 - 08/01/2023
CITADEL SECURITIES LLC (CHICAGO IL)
IL
06/18/2009 - 07/13/2012
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Niki McNeill is the right advisor for you? Invested Better is here to help.