Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niki? Claim Your ProfileNiki Hondropoulos is a financial advisor with over 20 years of experience in the financial services industry. Niki currently works as a registered representative for Wells Fargo Clearing Services, LLC. Niki has held previous roles at Raymond James & Associates, Inc., UBS Financial Services Inc., RBC Capital Markets, LLC, Bear, Stearns & Co. Inc., William Blair & Company L.L.C. and Mesirow Financial, Inc. Niki specializes in providing investment advice to individuals, businesses, and institutions. Niki is a licensed securities professional and holds FINRA Series 3, 7 and 66 registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/09/2021 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
03/04/2020 - 06/11/2021
RAYMOND JAMES & ASSOCIATES, INC. (Chicago IL)
IL
09/06/2018 - 10/10/2018
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
10/15/2013 - 07/10/2018
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
06/11/2008 - 10/15/2013
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
IL
02/23/2001 - 06/26/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
IL
09/26/2000 - 03/14/2001
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
KS
10/12/1998 - 11/26/1999
PRAIRIE BROKERAGE SERVICES LLC (PRAIRIE VILLAGE KS)
IL
07/06/1998 - 09/28/1998
MESIROW FINANCIAL, INC. (CHICAGO IL)
MN
10/30/1997 - 04/23/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/30/1997 - 04/23/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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