Unclaimed
Nikhil Thomas is a registered representative with Lazard Asset Management Securities LLC. Nikhil has been in the securities industry for over one year. Nikhil is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Nikhil has passed the Series 7, Series 31, and Series 63 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2022 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
BC
Issued 07/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 06/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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