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Nikhil Mantravadi

ASL Capital Markets Inc.

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About Nikhil Mantravadi

Nikhil Mantravadi is a financial professional registered with FINRA and ASL Capital Markets Inc. Nikhil has been in the industry since February 14, 2024. He is licensed to sell securities in Connecticut. Nikhil has passed the Series 63, Series 7TO and SIE exams.

Firm Information

Nikhil Mantravadi is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nikhil Mantravadi’s Registration & Firm History

CT

02/15/2024 - Present

ASL Capital Markets Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 03/29/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/05/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nikhil Mantravadi.
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