Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikhil? Claim Your ProfileNikhil Kumar is a financial advisor who has been in the industry since 2016. He is currently registered with Wells Fargo Securities, LLC, and is licensed to sell securities in the state of New York. Previously, Nikhil Kumar was employed with UBS Securities LLC and Morgan Stanley & Co. LLC. Nikhil Kumar holds the Securities Industry Essentials Examination (SIE) and Operations Professional Examination (Series 99) licenses. He is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/21/2019 - Present
Wells Fargo Securities, LLC (New York NY)
NY
10/16/2015 - 03/31/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
11/04/2013 - 01/12/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 03/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2013
Series 99 - Operations Professional Examination
Active
Inactive
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FINRA
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