Unclaimed
Nikhil Goutam Shahani is a registered representative with Vanguard Marketing Corp. Nikhil has been in the securities industry since March 27, 2023. Nikhil holds the Series 7TO, Series 63, and SIE exams. Nikhil is licensed to conduct securities business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/28/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 04/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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