Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nikhil? Claim Your ProfileNikhil Goel is a financial professional with over 10 years of experience in the industry. Nikhil is currently registered with UBS Securities LLC and has held previous roles at Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Wells Fargo Securities, LLC. Nikhil has a strong background in investment banking and holds the Series 79, Series 63, and SIE licenses. Nikhil is licensed in 52 states and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
10/07/2022 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/11/2016 - 07/15/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/08/2013 - 12/11/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NC
09/26/2012 - 09/23/2013
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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