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Nikhil B Shah

Athene Securities, LLC

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About Nikhil B Shah

Nikhil Shah is a financial professional with over nine years of experience in the industry. Nikhil Shah is currently registered with Athene Securities, LLC and Apollo Global Securities, LLC. Nikhil Shah has a Series 3, SIE and Series 7 license. Nikhil Shah has held previous positions at FORESIDE GLOBAL SERVICES, LLC and BLACKROCK INVESTMENTS, LLC. Nikhil Shah is registered in ten states including California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Texas and Washington.

Firm Information

Nikhil Shah is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nikhil Shah’s Registration & Firm History

IA

05/09/2023 - Present

Athene Securities, LLC (WEST DES MOINES IA)

NY

05/14/2021 - 10/03/2022

FORESIDE GLOBAL SERVICES, LLC (New York NY)

NY

10/14/2013 - 04/08/2021

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2020

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nikhil B Shah.
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