Unclaimed
Nikhil Shah is a financial professional with over nine years of experience in the industry. Nikhil Shah is currently registered with Athene Securities, LLC and Apollo Global Securities, LLC. Nikhil Shah has a Series 3, SIE and Series 7 license. Nikhil Shah has held previous positions at FORESIDE GLOBAL SERVICES, LLC and BLACKROCK INVESTMENTS, LLC. Nikhil Shah is registered in ten states including California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
05/09/2023 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NY
05/14/2021 - 10/03/2022
FORESIDE GLOBAL SERVICES, LLC (New York NY)
NY
10/14/2013 - 04/08/2021
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
BC
Issued 01/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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