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Nikeya Tarver

Northwestern Mutual Investment Services, LLC

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About Nikeya Tarver

Nikeya Tarver is a registered representative with Northwestern Mutual Investment Services, LLC, and has been in the industry since June 16, 2017. Nikeya is licensed to provide investment advice in 51 states and the District of Columbia. Prior to joining Northwestern Mutual, Nikeya was employed at Morgan Stanley in Tampa, Florida. Nikeya holds the Series 66, Series 7, Series 9, Series 10, and SIE licenses.

Firm Information

Nikeya Tarver is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nikeya Tarver’s Registration & Firm History

FL

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (TAMPA FL)

FL

05/17/2017 - 09/08/2022

MORGAN STANLEY (Tampa FL)

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Licenses & Designations

BOTH

Issued 06/24/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/05/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/16/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nikeya Tarver.
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