Unclaimed
Nik Frye is a financial advisor based in Greenwood Village, CO with Empower Advisory Group, LLC. Nik Frye has been in the financial industry since 2019 and is registered with FINRA and the state of Texas. Nik Frye holds Series 7TO, Series 66, and Series 6TO licenses and specializes in portfolio management for individuals and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/16/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
VA
06/03/2020 - 04/22/2022
THE STRATEGIC FINANCIAL ALLIANCE, INC. (FAIRFAX VA)
MD
09/13/2019 - 10/21/2019
NYLIFE SECURITIES LLC (BETHESDA MD)
VA
02/22/2019 - 08/29/2019
SECURIAN FINANCIAL SERVICES, INC. (MIDLOTHIAN VA)
BOTH
Issued 06/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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