Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nigel? Claim Your ProfileNigel John Bowman is a financial advisor with Calton & Associates, Inc. Nigel has over 30 years of experience in the financial services industry. Nigel specializes in providing financial planning, portfolio management, and selection of other advisors services to individuals, businesses, and pension and profit sharing plans. Nigel is licensed to provide financial services in New York, Oklahoma, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
11/13/2017 - Present
Calton & Associates, Inc. (Houston TX)
TX
07/27/2009 - 11/09/2017
IMS SECURITIES, INC. (AUSTIN TX)
TX
03/20/2009 - 07/24/2009
OPPENHEIMER & CO. INC. (AUSTIN TX)
TX
03/02/2007 - 03/19/2009
STANFORD GROUP COMPANY (AUSTIN TX)
TX
07/31/1993 - 03/09/2007
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
NY
02/13/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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