Unclaimed
Nigel Evan Lumwai is a financial professional with over 6 years of experience in the industry. Nigel currently holds a Series 99 (Operations Professional Examination) and a Series SIE (Securities Industry Essentials Examination) license. Nigel works at Wells Fargo Securities, LLC and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/28/2016 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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