Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nigel? Claim Your ProfileNigel Margetson is a financial professional with over 25 years of experience in the securities industry. Nigel is currently registered with HSBC Securities (USA) Inc., and has held various positions in the financial services sector. Nigel holds several licenses, including Series 4, 7, 24, 55, 63 and SIE, and is registered in 10 states including Colorado, Connecticut, District of Columbia, Florida, Idaho, Illinois, Louisiana, Maryland, Ohio and Puerto Rico. Nigel's experience spans multiple firms, including HSBC Brokerage (USA) Inc., which was previously registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
05/15/2021 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
01/01/2005 - 12/22/2008
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/15/1994 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1996
Series 4 - Registered Options Principal Examination
BC
Issued 06/05/1995
Series 24 - General Securities Principal Examination
BC
Issued 05/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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NYSE American LLC
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NYSE Arca, Inc.
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Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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