Unclaimed
Nigel Anthony Benloss is a financial advisor with Vanguard Marketing Corp. based in CHARLOTTE, NC. Nigel holds FINRA Series 6, 7, and 63 licenses, as well as the SIE exam. Nigel is registered with the state of North Carolina and 52 other states. Nigel has been in the securities industry since September 29, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/30/2010 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 10/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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