Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Niels? Claim Your ProfileNiels Christian Ewing is a financial advisor with LPL Financial LLC. Niels has been in the financial industry since 1995 and holds Series 63, Series 65, Series 7, and Series 24 licenses. Niels specializes in financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars. In addition to his work with LPL Financial LLC, Niels also owns and operates Ewing Financial Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
03/01/2013 - Present
LPL Financial LLC (LOUISVILLE KY)
MO
10/01/1999 - 08/15/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/11/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
09/19/1997 - 01/21/1999
J.C. BRADFORD & CO. (NEW YORK NY)
KY
01/13/1995 - 10/07/1997
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 02/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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