Unclaimed
Nidhi Manoj Rupani is a financial professional currently employed by Vanguard Marketing Corp. Nidhi holds Series 7TO and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Nidhi is registered to provide investment advice in 53 states and is also registered with FINRA. Nidhi has been in the financial services industry since June 10, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/11/2024 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 06/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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