Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolo? Claim Your ProfileNicolo Manlapaz is a financial professional with over 20 years of experience in the industry. Nicolo is currently a registered representative with Wells Fargo Clearing Services, LLC, where Nicolo provides investment consulting services to institutional clients, as well as financial planning and portfolio management for both individuals and businesses. Previously, Nicolo worked with Ameriprise Financial Services, LLC and Ameriprise Advisor Services, Inc. Nicolo is licensed in 20 states and holds the Series 6, 7, 26, 31, and 66 licenses, as well as the SIE certification. Nicolo is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/20/2022 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
10/05/2009 - 05/27/2022
AMERIPRISE FINANCIAL SERVICES, LLC (San Francisco CA)
CA
10/14/2002 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SAN FRANCISCO CA)
MN
07/09/2001 - 10/16/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 12/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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