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Nicolette Navarro

Charles Schwab & CO., Inc.

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About Nicolette Navarro

Nicolette Navarro is a financial advisor registered with Charles Schwab & Co., Inc. Nicolette has been in the financial industry since November 14, 2013. Nicolette has passed the Series 66, Series 24, Series 7 and SIE exams. Nicolette is registered in the state of Texas. Prior to joining Charles Schwab, Nicolette worked at TD Ameritrade, Inc. and Ally Invest Securities LLC.

Firm Information

Nicolette Navarro is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Nicolette Navarro’s Registration & Firm History

CA

08/15/2022 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

TX

01/21/2021 - 08/27/2021

ALLY INVEST SECURITIES LLC (Lewisville TX)

TX

12/24/2014 - 10/24/2020

TD AMERITRADE, INC. (FORT WORTH TX)

IL

06/12/2012 - 10/03/2014

TD AMERITRADE, INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 10/30/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/07/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicolette Navarro.
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