Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolette? Claim Your ProfileNicolette Walpole is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Nicolette has been in the industry since October 24, 1998. Nicolette has held previous roles with Wells Fargo Advisors Financial Network, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., UBS FINANCIAL SERVICES INC., and RBC DAIN RAUSCHER INC.. Nicolette has Series 6, 7, 63 and 65 licenses. Nicolette is licensed to provide advisory services in Arizona, Arkansas, California, Connecticut, Florida, Hawaii, Idaho, Illinois, Michigan, Missouri, Nevada, New York, North Carolina, Ohio, Oklahoma, Tennessee, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NV
09/25/2018 - Present
Raymond James Financial Services Advisors, Inc. (LAS VEGAS NV)
NV
09/23/2005 - 08/07/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAS VEGAS NV)
MA
10/20/2004 - 09/22/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/03/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
04/19/2004 - 07/23/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/08/2000 - 04/13/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
PA
11/17/1997 - 06/15/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 12/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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