Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Yvette Wiggins is a financial professional with over 9 years of experience in the industry. Nicole is currently a registered representative with LPL Enterprise, LLC. Nicole has experience with various investment products and services, including securities, options, and commodities. Nicole has held previous roles with TRADESTATION SECURITIES, INC., ALLY INVEST SECURITIES LLC, WELLS FARGO CLEARING SERVICES, LLC, and FIDELITY BROKERAGE SERVICES LLC. Nicole is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
04/09/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
FL
11/09/2022 - 03/18/2024
TRADESTATION SECURITIES, INC. (PLANTATION FL)
NC
07/21/2021 - 10/25/2022
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
NC
02/11/2019 - 08/19/2019
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
NC
05/16/2014 - 05/28/2018
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 06/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2023
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/15/2023
Series 3 - National Commodity Futures Examination
BC
Issued 05/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicole Wiggins is the right advisor for you? Invested Better is here to help.
