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Nicole Witherspoon

Ameritas Investment Company, LLC

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About Nicole Witherspoon

Nicole Witherspoon is a financial advisor with over 17 years of experience in the financial services industry. Nicole is registered with Ameritas Investment Company, LLC and has a Series 7, Series 66, and SIE licenses. Nicole has worked for a number of firms throughout her career, including Securities America, Inc., FSC Securities Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, American Express Financial Advisors Inc., IDS Life Insurance Company, H&R Block Financial Advisors, Inc., and Ameritas Investment Company, LLC.

Firm Information

Nicole Witherspoon is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Witherspoon’s Registration & Firm History

IN

11/11/2009 - Present

Ameritas Investment Company, LLC (MISHAWAKA IN)

IN

09/13/2007 - 12/03/2007

SECURITIES AMERICA, INC. (GRANGER IN)

IN

05/10/2005 - 08/22/2007

FSC SECURITIES CORPORATION (MERRILLVILLE IN)

MA

11/30/2004 - 04/01/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/30/2004 - 04/01/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MN

04/13/2004 - 10/04/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/13/2004 - 10/04/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MI

01/02/2004 - 02/10/2004

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

MA

08/15/2003 - 01/06/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

08/15/2003 - 01/06/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/02/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicole Witherspoon. Review regulatory record here.
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