Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Williams is a financial advisor with Nylife Securities LLC. Nicole is registered with FINRA and the state of California. She has Series 6TO and SIE licenses and has been in the financial industry for 2 years. Nicole is a resident of Westlake Village, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/26/2024 - Present
Nylife Securities LLC (WESTLAKE VILLAGE CA)
CA
06/17/2023 - 05/02/2024
PFS INVESTMENTS INC. (ARTESIA CA)
BC
Issued 09/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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