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Nicole Wilcox Tullo

Neuberger Berman BD LLC

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About Nicole Wilcox Tullo

Nicole Wilcox Tullo is a financial advisor at Neuberger Berman BD LLC, a firm with a strong focus on providing investment management services. Nicole is a registered representative with FINRA and holds multiple licenses including Series 7, Series 63, and Series 66. Nicole has been in the financial industry since 2000, and her previous experience includes roles at Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and BANC of America Securities LLC. Nicole is committed to providing personalized financial advice and investment strategies tailored to her clients' individual needs.

Firm Information

Nicole Tullo is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicole Tullo’s Registration & Firm History

NY

09/15/2022 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/16/2000 - 07/18/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

07/20/1999 - 10/16/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

02/02/1997 - 07/23/1999

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/15/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/11/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicole Wilcox Tullo.
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