Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Victoria James is a financial professional with over 20 years of experience in the industry. Nicole is currently registered with Multi-Bank Securities, Inc. in Fort Lauderdale, Florida. Nicole is a Series 7 and Series 63 licensed professional, and holds the SIE designation. Nicole has a strong background in securities trading and investment advisory services. Prior to joining Multi-Bank Securities, Inc., Nicole was employed by INCAPITAL LLC, LaSalle Financial Services, Inc., and ABN AMRO Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/14/2014 - Present
Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)
FL
03/07/2008 - 01/08/2014
INCAPITAL LLC (BOCA RATON FL)
IL
06/01/2001 - 03/10/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
10/26/2000 - 06/06/2001
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 11/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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