Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Veronica Roberts is a financial advisor with Citigroup Global Markets Inc. and has been in the financial services industry since 2003. Nicole holds the Series 7, Series 24, and Series 63 securities licenses, and is registered with FINRA and 53 state securities regulators. Nicole's experience includes a variety of investment strategies including but not limited to individual and business portfolio management, asset allocation advice, publication of periodicals, and selection of other advisers. Citigroup Global Markets Inc. is a full-service investment bank and brokerage firm with offices worldwide. Nicole Roberts is a highly experienced and qualified financial advisor who can help clients meet their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
12/08/2015 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/09/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (STATEN ISLAND NY)
BC
Issued 09/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq ISE, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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