Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Susanne McClure is an experienced financial advisor with over 20 years of experience in the financial services industry. Nicole McClure is currently registered with UBS Financial Services Inc. and has held previous positions with Raymond James Financial Services, Inc., Morgan Stanley, J.P. Morgan Securities LLC, USAA Investment Management Company, and Frost Brokerage Services, Inc. Nicole Susanne McClure specializes in providing a range of financial services to individuals, businesses, and institutions, including financial planning, portfolio management, and retirement planning. Nicole Susanne McClure is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/14/2022 - Present
UBS Financial Services Inc. (Weehawken NJ)
CA
04/28/2015 - 07/19/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (GRASS VALLEY CA)
LA
06/12/2014 - 04/07/2015
MORGAN STANLEY (SHREVEPORT LA)
LA
09/24/2013 - 05/28/2014
J.P. MORGAN SECURITIES LLC (SHREVEPORT LA)
TX
09/12/2007 - 07/05/2012
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
04/25/2005 - 07/05/2012
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
10/07/2003 - 04/26/2005
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
01/10/2000 - 09/08/2003
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
NY
09/30/1994 - 01/19/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 3/14/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 5/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 8/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 9/8/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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