Unclaimed
Nicole Travers is a registered representative with Icapital Markets LLC. Nicole holds Series 7TO, Series 63 and SIE licenses and is registered to provide investment advice in New York and New Jersey. Nicole has been in the securities industry since July 2021. Prior to joining Icapital Markets LLC, Nicole was employed at ICAPITAL SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
07/15/2021 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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