Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Westlund is an investment advisor representative at Thrivent Investment Management Inc. with 15 years of experience in the industry. She specializes in helping individuals and businesses reach their financial goals. Previously Nicole was a registered representative with First Allied Securities, Inc., Cetera Investment Advisors LLC and Fidelity Brokerage Services LLC. Nicole is licensed in Minnesota and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/15/2022 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CA
05/12/2022 - 06/02/2022
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
11/05/2013 - 06/02/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
04/14/2009 - 10/30/2013
FIDELITY BROKERAGE SERVICES LLC (SAN DIEGO CA)
CA
04/23/2008 - 01/02/2009
OMNI BROKERAGE, INC. (SAN DIEGO CA)
BOTH
Issued 03/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/19/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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