Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Teluk Smykowski is a financial advisor with HSBC Securities (USA) Inc., registered in 53 states and jurisdictions. Nicole has been in the financial industry since 2008 and has experience with a variety of firms, including Trubee, Collins & Co., Inc., LPL Financial LLC, and M&T Securities, Inc. She holds Series 7 and Series 66 licenses and has a track record of working with individual investors, high-net-worth clients, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/14/2023 - Present
Hsbc Securities (usa) Inc. (Buffalo NY)
NY
08/17/2021 - 11/15/2022
TRUBEE, COLLINS & CO., INC. (BUFFALO NY)
NY
06/09/2021 - 07/30/2021
LPL FINANCIAL LLC (BUFFALO NY)
NY
07/10/2018 - 06/09/2021
M&T SECURITIES, INC. (BUFFALO NY)
NY
12/27/2016 - 07/03/2018
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
09/21/2016 - 11/04/2016
KEY INVESTMENT SERVICES LLC (WILLIAMSVILLE NY)
NY
09/23/2013 - 09/21/2016
LPL FINANCIAL LLC (EAST AMHERST NY)
NY
07/01/2010 - 09/20/2013
M&T SECURITIES, INC. (BUFFALO NY)
NY
06/01/2009 - 07/13/2010
MORGAN STANLEY SMITH BARNEY (BUFFALO NY)
NY
01/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
BOTH
Issued 04/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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