Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Cole has been in the financial industry since July 2004. Nicole is currently registered as a Registered Representative with LPL Financial LLC. Nicole has passed the Series 6, Series 7, Series 63, and Series 65 exams, and is licensed to conduct business in Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, North Carolina, Oklahoma, Pennsylvania, Rhode Island, Texas, and Virginia. Nicole has previous experience with Next Financial Group, Inc. and Centaurus Financial, Inc.. Nicole's current registration with LPL Financial LLC allows her to provide advisory and brokerage services to clients in Virginia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
01/17/2020 - Present
LPL Financial LLC (FREDERICKSBURG VA)
VA
08/09/2017 - 12/31/2019
LPL FINANCIAL LLC (FREDERICKSBURG VA)
VA
01/15/2009 - 08/08/2017
NEXT FINANCIAL GROUP, INC. (FREDERICKSBURG VA)
MD
07/14/2004 - 01/15/2009
CENTAURUS FINANCIAL, INC. (LARGO MD)
IA
Issued 02/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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