Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Jenkins is a financial advisor registered with UBS Financial Services Inc. in Weehawken, NJ. Nicole is a seasoned professional with over 15 years of experience in the financial industry. Nicole has worked with UBS Global Asset Management and UBS Asset Management in New York, NY. Nicole is a well-rounded advisor with a broad range of licenses, designations and certifications. Nicole holds the Series 63, 66, 3, 7, and SIE licenses. Nicole provides a wide range of financial services to both individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/17/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
05/06/2016 - 05/06/2021
UBS ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
10/21/2003 - 08/09/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
MA
11/14/1995 - 11/02/2001
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BOTH
Issued 02/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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