Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Baker is an active advisor with a background in the industry, first joining MML Investors Services, LLC in May 2019. Nicole is registered with the following states: Maine, Massachusetts, New Hampshire and Rhode Island. Nicole holds several industry licenses, including Series 63, Series 6, Series 7 and the SIE Exam. Nicole currently works for J.p. Morgan Securities LLC in Westfield, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
10/16/2023 - Present
J.p. Morgan Securities LLC (Westfield MA)
MA
05/16/2019 - 12/12/2019
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
09/29/2014 - 10/24/2017
MML DISTRIBUTORS, LLC (ENFIELD CT)
BC
Issued 10/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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