Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Stephanie Briley is a financial professional with over 10 years of experience in the industry. Nicole has worked with Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, among other firms. She is a registered representative in New York and holds the Series 7, 6, 63, 52, 79, 22, 82, 99, and SIE licenses. Nicole is also a registered investment advisor representative, providing financial planning and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/05/2024 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
10/16/2023 - 02/28/2024
EF HUTTON LLC (New York NY)
NY
03/31/2022 - 10/20/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/14/2020 - 03/17/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NY
07/16/2018 - 03/02/2020
WELLS FARGO SECURITIES, LLC (New York NY)
NY
06/28/2017 - 07/10/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/01/2013 - 04/05/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/25/2010 - 11/18/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/09/2008 - 02/03/2009
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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