Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Slawinski is a financial professional with over 10 years of experience in the financial services industry. Nicole currently works at Franklin Distributors, LLC, where she has been registered since April 2020. Prior to joining Franklin Distributors, LLC, Nicole was with Lazard Asset Management Securities LLC, Citi Private Advisory, LLC, and Citigroup Global Markets Inc. Nicole holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/09/2020 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
05/05/2017 - 03/09/2020
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
NY
03/28/2017 - 04/28/2017
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
07/19/2013 - 04/28/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/15/2012 - 07/02/2013
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
BOTH
Issued 10/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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