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Nicole Shannon

J.p. Morgan Securities LLC

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About Nicole Shannon

Nicole Shannon is a financial professional with experience in the financial services industry. Nicole is currently registered with J.p. Morgan Securities LLC and is licensed to offer securities and investment advisory services in Connecticut, New Jersey, and New York. Nicole has previously worked with Prudential Annuities Distributors, Inc, PFS Investments Inc., and Pruco Securities, LLC. Nicole holds the Series 63, Series 6TO, and SIE licenses and has specialized expertise in areas such as securities, mutual funds, variable annuities, fixed annuities, and life insurance.

Firm Information

Nicole Shannon is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Nicole Shannon’s Registration & Firm History

NJ

05/02/2024 - Present

J.p. Morgan Securities LLC (SUMMIT NJ)

CT

02/13/2024 - 04/16/2024

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

01/10/2023 - 12/19/2023

PFS INVESTMENTS INC. (EDISON NJ)

NJ

08/31/2019 - 06/14/2021

PRUCO SECURITIES, LLC. (Basking Ridge NJ)

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Licenses & Designations

BC

Issued 10/02/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Shannon.
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