Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Schuery is a registered representative with HSBC Securities (USA) Inc. located in Miami, Florida. Nicole is a highly experienced financial professional with over 6 years of experience in the securities industry. Nicole has a strong track record of success in providing investment advice and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and pooled investment vehicles. Nicole is committed to providing her clients with personalized financial solutions that meet their individual needs. Nicole holds a Series 7, Series 63, and Series 66 licenses, as well as a Securities Industry Essentials (SIE) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
04/18/2018 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
FL
01/22/2018 - 04/03/2018
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
05/10/2010 - 08/21/2014
WELLS FARGO ADVISORS, LLC (WESTON FL)
FL
11/06/2008 - 05/17/2010
LEUMI INVESTMENT SERVICES INC. (AVENTURA FL)
BOTH
Issued 11/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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