Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Schmitz is a financial professional with over 20 years of experience in the industry. Nicole is currently registered with Santander Securities LLC and is licensed to provide investment advice in Massachusetts. Nicole has a broad range of experience, having previously worked with Citizens Securities, Inc., Charter One Securities, Inc., and Scudder Investor Services, Inc. Nicole's areas of expertise include portfolio management for individuals and businesses, as well as financial planning and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
11/14/2018 - Present
Santander Securities LLC (Boston MA)
RI
09/30/1999 - 11/13/2018
CITIZENS SECURITIES, INC. (JOHNSTON RI)
OH
10/19/2005 - 11/18/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
NY
12/12/1996 - 09/07/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 04/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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